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MiFID II – Are you ready to act?

MiFID II – Are you ready to act?

The big news from the latest note is that the FCA has (finally) recognised that for research to be sold to investors, there needs to be some allowance in the rules for free trial periods.  These are now allowed, subject to quite strict constraints on them being...
MiFID 2 Delays – Nature Hates a Vacuum

MiFID 2 Delays – Nature Hates a Vacuum

The latest news on MiFID 2 is even less promising than we had expected.  Not only is there no sign of the delegated acts we have been waiting for since last summer, but there has actually been negative progress on regulations which we thought were finalised.  The...